Coordination and support actions may be implemented by one or more legal entities, which may be established. t provisions of the Horizon 2020 rules for participation and dissemination are maintained, with further improvements where appropriate. The Programme should seek synergies with other Union programmes, from their design and strategic planning, to project selection, management, communication, dissemination and exploitation of results, to monitoring, auditing and governance. pre-commercial procurement or procurement of innovative solutions carried out by the Commission or the funding body on its own behalf or jointly with contracting authorities from Member States and associated countries. The Programme may provide funding to indirect actions in any of the forms laid down in the Financial Regulation, in particular grants (including operating gran. Financial support should be used to address market failures or sub-optimal investment situations, in a proportionate manner and actions should not duplicate or crowd out private financing or distort competition in the Internal market. In particular, the Accelerator should provide support to operations presenting such technological or market risks that th, ey are not considered as bankable and cannot leverage significant investments from the market, hence complementing the InvestEU programme established by Regulation …, The EIT, primarily through its Knowledge and Innovation Communities (KICs), shou, ld aim at strengthening innovation ecosystems that tackle global challenges, by fostering the integration of business, research, higher education and entrepreneurship. l give advance notice to any other beneficiary that still has access rights to the results. While innovation will be supported throughout the whole programme, the, third pillar on Open Innovation will essentially focus on scaling up breakthrough and market-creating innovation by establishing a European Innovation Council, , support the enhancement of European ecosystems of innovation and continued support to the European Institute of Innovation and Technology (EIT). The following main new features have been introduced in the, rules for participation and dissemination. Funding bodies may depart from the rules set out in this Title only if this is provided for in the basic act setting up the funding body or entrusting budget implementation tasks to it or, for funding bodies unde. The Framework Programme will intensify cooperation and extend association agreements to include countries with excellent science, technology and innovation capacities. 5.Horizon Europe and EIC blended finance shall be provided in a manner that does not distort competition. Where this is justified, the grant agreement shall lay down the rig. , EC) No 2185/96 of 11 November 1996 concerning on-the-spot checks and inspections carried out by the Commission in order to protect the European Communities' f, inancial interests against fraud and other irregularities (OJ L292. key elements of the proposal evaluation and selection system of the predecessor programme Horizon 2020 with its particular focus on excellence should be maintained. . . ts. Unless agreed otherwise in writing for specifically-identified third parties, a beneficiary may object to the transfer if it can show that the transfer would adversely affect its access rights. Health; resilience and security; digital and industry; climate, energy and mobility; food and natural resources; support to the functioning of the. , and that has a number of employees of up to 3000 where the staff headcount is calculated in accordance with Articles 3, 4, 5 and 6 of Title I of the Annex of that Recommendation; (18)“results” means any tangible or intangible effect of the action, such as data, know-how or information, whatever its form or nature, whether or not it can be protected, as well as any rights attached to it, including intellectual property rights; (19)“seal of excellence” means a certified label which shows that a proposal submitted to a call for proposals exceeded all of the thresholds set out in the work programme, but could not be funded due to lack of budget available to that call in the work programme; (20) “work programme” means the document adopted by the Commission for the implementation of the specific programme (46)The funding rates in this Regulation are referred to as maximums in order to comply with the co-financing principle. 1.By derogation from Article 237(3) of the Financial Regulation, external experts may be selected without a call for expressions of interest, if justified and the selection is carried out in a transparent manner. do not fall within the scope of a call for proposals. For European Research Council (ERC) frontier research actions and training and mobility actions, international organisations with headquarters in a Member State or associated country s. hall be deemed to be established in this Member State or associated country. 9.Implementation modalities of the equity and repayable support components of the EIC blended finance shall be detailed in Decision [Specific programme]. Once all grants whose risk is covered directly or indirectly by the Mechanism are completed, any sums outstanding shall be recovered by the Commission and entered into t. he budget of the Union, subject to decisions of the legislative authority. 6.If external experts have to deal with classified information, the appropriate security clearance shall be required before those experts are appointed. ta in accordance with the terms and conditions laid down in the grant agreement and shall establish a Data Management Plan. 10.The contract for the selected action shall establish specific milestones and the corresponding pre-financing and payments by instalments of the EIC blended finance. Exploitation may be done directly by the beneficiaries or indirectly in particular through the transfer and licensing of results in accordance with Article 36. ons due to the protection of intellectual property, security rules or legitimate interests, beneficiaries shall disseminate their results as soon as possible. Support schemes provided by the EIT should benefit to EIC beneficiaries, while start-ups emerging from EIT KICs should have access to EIC actions. 5.If necessary, appropriations may be entered in the budget beyond 2027 to cover the expenses provided for in paragraph 4, to enable the management of actions not completed by 31 December 2027. and the involvement of partners and stakeholders from different sectors, including international ones when relevant; Ex-ante demonstration of additionality and directionality of the European Partnership, including a common vision of the purpose of the European Partnership. Having regard to the opinion of the European Economic and Social Committee (a)Be established in cases where they will more effectively achieve objectives of Horizon Europe than the Union alone; (b)Adhere to the principles of Union added value, transparency, openness, impact, leverage effect, long-term financial commitment of all the involved parties, flexibility, coherence and complementarity with Union, local, regional national and international initiatives; (c)Be time limited and include conditions for phasing-out the Programme funding. 2.In accordance with Article 237(2) and 237(3) of the Financial Regulation, external experts shall be remunerated based on standard conditions. A proposal shall be evaluated on the basis of the follow. This Regulation establishes Horizon Europe - the Framework Programme for Research and Innovation (‘the Programme’) and the rules for participation and dissemination in indirect actions under the Programme and determines the framework governing Union support to research and Any other beneficiary may object if it can show that the intended dissemination would significantly harm its legitim. Unnecessary duplication will be excluded. 3.Beneficiaries shall ensure that open access to scientific publications applies under the terms and conditions laid down in the grant agreement. Therefore, the Beneficiary Guarantee Fund, renamed Mutual Insurance Mechanism ("the Mechanism") should be continued and enlarged to other funding bodies in particular to initiatives pursuant to Article 185 of the TFEU. Innovative outputs - (a)their results on a royalty-free basis to any other beneficiary in the action that needs it to implement its own tasks; (b)their background to any other beneficiary in the action that needs it to implement its own tasks, subject to any restrictions referred to in paragraph 1(c); that access shall be granted on a royalty-free basis, unless otherwise agreed by the beneficiaries before their accession to the grant agreement; (c)their results and, subject to any restrictions referred to in paragraph 1(c), to their background to any other beneficiary in the action that needs it to exploit its own results; that access shall be granted under fair and reasonable conditions to be agreed upon. The Commission shall set up specific rules for the operation of the Fund. 1.This Regulation establishes Horizon Europe - the Framework Programme for Research and Innovation (‘the Programme’) and the rules for participation and dissemination in indirect actions under the Programme. oss-border investment in research and innovation bringing mutual benefits to people and businesses while ensuring that the EU can uphold its interests in strategic areas. The proposal may be submitted by the beneficiary, or by one or more natural persons or legal entities intending to establish or support that beneficiary. 2.The work programme for the EIC may establish shorter periods. Therefore, the Beneficiary Guarantee Fund, renamed Mutual Insurance Mechanism ("the Mechanism") should be continued and enlarged to other funding bodies in particular to initiatives pursuant to Article 185 of the TFEU. Those documents shall be kept on file and provided to the Commission or funding body upon request. Regulation (EU) No 1291/2013 and Regulation (EU) No 1290/2013 are repealed with effect from 1 January 2021. In this context, it will continue to provide scientific advice and support to Union policy throughout the policy cycle. It lays down rules on the implementation of the Union budget, including the rules on grants, prizes, procurement, indirect implementation, financial assistance, financial instruments and budgetary guarantees. Reinforcing capacities and securing Europe's sovereignty in key enabling technologies for digitisation and production, and in space technology, to build a competitive, digital, low-carbon and circular industry; ensure a sustainable supply of raw materials; dvances and innovation in all global societal challenges. It is appropriate to establish the terms and conditions for providing Union funding to participants in actions under the Programme. establishing the European Defence Fund, shall be research with an exclusive focus on defence applications, with the objective to foster the competitiveness, efficiency and innovation of defence industry. 2027-2036, of which 40% will be highly skilled. (33)Pursuant to [reference to be updated as appropriate according to a new decision on OCTs: Article 94 of Council Decision 2013/755/EU Pillar III 'Open Innovation', pursuing the specific objective set out in Article 3(2)(c) and also suppo. 1.The Commission or its representatives, and the Court of Auditors, shall have the power of audit or, in the case of international organisations, the power of verification in accordance with agreements reached with them, on the basis of documents and on-the-spot, over all grant beneficiaries, contractors and subcontractors who have received Union funds under this Regulation. A monitoring system in line with the requirements set out. In particular, to ensure equal participation in the preparation of delegated acts, the European Parliament and the Council receive all documents at the same time as Member States' experts, and their experts systematically have acc. (6)The conception and design of the Programme should respond to the need for establishing a critical mass of supported activities, throughout the EU Union and through international cooperation, in line with the UN Sustainable Development Goals (SDGs). The Programme's actions should be used, to address market failures or sub-optimal investment situations, in a proportionate manner, without duplicating or crowding out private financing and have a clear European added value. be implemented taking into account all forms of contribution set out in the Financial Regulation, including lump sums, flat rates or unit costs, with the view to further simplification. 19 These rules are laid down in the Financial Regulation and determine in particular the procedure for establishing and implementing the budget through grants, procurement, prizes, indirect implementation, and provide for checks on the responsibility of financial actors. 3.The work programme shall lay down further details of the application of the award criteria laid down in paragraph 1, and may specify weightings and thresholds. 5.The work programme shall specify calls for which "Seals of Excellence" will be awarded. 1.The recipients of Union funding shall acknowledge the origin and ensure the visibility of the Union funding (in particular when promoting the actions and their results) by providing coherent, effective and proportionate targeted information to multiple audiences, including the media and the public. It should attract innovative, companies with potential for scaling up at international and at Union level and offer fast, flexible grants and co-investments, including with private investors. ion shall cover and provide funding for all forms of Union contribution provided under EIC blended finance. The clearly defined and complementary rationales for intervention will enhance their interconnectivity, with open science and open innovation being common threads. Any financial return generated by the Mechanism shall be. Unless otherwise agreed by the beneficiaries, they shall also grant access to their results and, subject to any restrictions referred to in paragraph 1(c), to their background to a legal entity that: is established in a Member State or associated, is under the direct or indirect control of another beneficiary, or is under the same direct or indirect control as that beneficiary, or is directly or indirectly controlling that beneficiary; and, needs the access to exploit the results of that ben. This vision will include in particular: –identification of measurable expected outcomes, deliverables and impacts within specific timeframes, including key economic value for Europe; –demonstration of expected qualitative and quantitative leverage effects; –approaches to ensure flexibility of implementation and to adjust to changing policy or market needs, or scientific advances; (e)Ex-ante demonstration of the partners’ long term commitment, including a minimum share of public and/or private investments; In the case of institutionalised European Partnerships, the financial and/or in-kind, contributions from partners other than the Union, will at least be equal to 50% and may reach up to 75% of the aggregated European Partnership budgetary commitments. EU progress towards 3% GDP target due to FP, Use quotation marks to search for an "exact phrase". 5.For actions related to Union strategic assets, interests, autonomy or security, the work programme may provide that the participation can be limited to those legal entities established in Member States only, or to those legal entities established in specified associated or other third countries in addition to Member States. The ERC will continue to set a clear and inspirational ambition for European science by creating pan-European competition for ideas and talent. Resources allocated to Member States under shared management and transferrable in ac, cordance with Article 21 of Regulation (EU) XX […Common Provisions Regulation] may, at their request, be transferred to the Programme. 6.A Seal of Excellence may be awarded subject to the following cumulative conditions: –the beneficiary is a start-up or an SME. (b)Marie Skłodowska-Curie Actions: Equipping researchers with new knowledge and skills through mobility and exposure across borders, sectors and disciplines, as well as structuring and improving institutional and national recruitment, training and career development systems; in so doing, the Marie Skłodowska-Curie Actions help to lay the foundations of Europe's excellent research landscape, contributing to boosting jobs, growth, and investment, and solving current and future societal challenges. 13 an ethics self-assessment identifying and detailing all the foreseeable ethics issues. tual property rights, backed by democratic institutions; active promotion of policies to improve the economic and social well-being of citizens. (8)“access rights” means rights to use results or background; (9)“background” means any data, know-how or information whatever its form or nature, tangible or intangible, including any rights such as intellectual property rights, that is: (i) held by beneficiaries prior to their accession to the action; (ii) identified by the beneficiaries in writing in any manner as needed for implementing the action or for exploiting its results; (10)“dissemination” means the public disclosure of the results by appropriate means (other than resulting from protecting or exploiting the results), including by scientific publications in any medium; (11)“exploitation” means the use of results in further research and innovation activities other than those covered by the action concerned, or in developing, creating, manufacturing and marketing a product or process, or in creating and providing a service, or in standardisation activities; (12)“fair and reasonable conditions” means appropriate conditions, including possible financial terms or royalty-free conditions, taking into account the specific circumstances of the request for access, for example the actual or potential value of the results or background to which access is requested and/or the scope, duration or other characteristics of the exploitation envisaged; (13)“funding body” means a body or organisation, other than the Commission, as referred to in point (c) of Article 62(1) of the Financial Regulation, to which the Commission has entrusted budget implementation tasks under the Programme; (14)“international European research organisation” means an international organisation, the majority of whose members are Member States or associated countries, and whose principal objective is to promote scientific and technological cooperation in Europe; (15)'legal entity' means any natural or legal person created and recognised as such under national law, Union law or international law, which has legal personality and which may, acting in its own name, exercise rights and be subject to obligations, or an entity without a legal personality in accordance with Article 197(2)(c) of the Financial Regulation; (16)“non-profit legal entity” means a legal entity which by its legal form is non-profit-making or which has a legal or statutory obligation not to distribute profits to its shareholders or individual members; (17)“mid-cap” means a company that is not a micro-, small- and medium-sized enterprise (‘SME’) as defined in Commission Recommendation 2003/361/EC Actions should have a clear European added value. Those recommendations include to invest more ambitious, ly in order to reach critical mass and maximise impact; to support breakthrough innovation; to prioritise Union research and innovation (R&I) investments in areas of high added value, notably through mission-orientation, citizen involvement and wide commu, nication; to rationalise the Union funding landscape, including by streamlining the range of partnership initiatives and co-funding schemes; the development of more and concrete synergies between different Union funding instruments, notably with the aim of. 1.By derogation from Article 198 of the Financial Regulation, the financial capacity shall be verified only for the coordinator and only if the requested funding from the Union for the action is equal to or greater than EUR 500 000. (e)Cluster 'Food and natural resources': Protecting, restoring, sustainably managing and using natural and biological resources from land and sea to address food and nutrition security and the transition to a low carbon, resource efficient circular economy. ge-scale commercial basis, and may include conformity testing. (c)needs the access to exploit the results of that beneficiary. tion should be addressed by prizes, including through common or joint prizes where appropriate, organised by the Commission or funding body with other Union bodies, third countries, international organisations or non-profit legal entities. The power to adopt delegated acts is conferred on the Commission subject to the conditions laid down in this Article. . The support under the EIC blended finance may be granted until the action can be financed as a blending, operation or as a financing and investment operation fully covered by the EU guarantee under InvestEU. Synergies with the Digital Europe Programme (DEP) will ensure that: whereas several thematic areas addressed by the Programme and DEP converge, the type of actions to be supported, their expected outputs and their intervention logic are different and complementary; research and innovation needs related to digital aspects are identified and established in the Programme's strategic research and innovation plans; this includes research and innovation for High Performance Computing, Artificial Intelligence, Cybersecurity, combining digital with other enabling technologies and non-technological innovations; support for the scale-up of companies introducing breakthrough innovations (many of which will combine digital and physical technologies; the integration of digital across all the pillar 'Global Challenges and Industrial Competitiveness'; and the support to digital research infrastructures; DEP focuses on large-scale digital capacity and infrastructure building in High Performance Computing, Artificial Intelligence, Cybersecurity and advanced digital skills aiming at wide uptake and deployment across Europe of critical existing or tested innovative digital solutions within an EU framework in areas of public interest (such as health, public administration, justice and education) or market failure (such as the digitisation of businesses, notably small and medium enterprises); DEP is mainly implemented through coordinated and strategic investments with Member States, notably through joint public procurement, in digital capacities to be shared across Europe and in EU-wide actions that support interoperability and standardisation as part of developing a Digital Single Market; DEP capacities and infrastructures are made available to the research and innovation community, including for activities supported through the Programme.
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